How to Obtain CUSIP Numbers

CUSIP numbers uniquely identify an issuer and its securities.

Issuers of registered securities such as U.S. corporate bonds may request a unique identifier from the Committee on Uniform Securities Identification Procedures (CUSIP). CUSIP numbers consist of nine alphanumeric characters that enable the clearing and settlement of securities transactions. Outside of the U.S., an analogous system is employed to identify foreign securities known as the CUSIP International Numbering System.

Instructions

1. Visit the CUSIP website. Click on the button at the upper right corner entitled: "Apply for a new identifier."

2. Select the type of security for which you require a CUSIP. On the next page, choose an identifier type from the following options: U.S. corporate/government, U.S. municipal, international, hedge funds and funds of hedge funds, PPN, loans and derivatives.

3. Complete your personal information section. Provide your name, location and contact information, including your telephone, fax and email address. You will also have to provide your billing information.

4. Complete the company information section. Provide your company's name, contact information, location, state of incorporation and other details such as the lead underwriter, if applicable.

5. Upload the offering documents. Include the issue's prospectus, offering memorandum or other document used in connection with the issuance and sale of the securities.

References

• CUSIP Service Bureau
• Securities and Exchange Commission: CUSIP Number