How to Become a Share Broker
To become a share broker the candidate must have the right job training and obtain the necessary licenses. Exams must be given according to national and state laws. Employers prefer experienced and confident people with good interpersonal skills and perseverance in face of rejection. To become a share broker the candidate must have a passion for the field in order to succeed.
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Instructions
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Start in high school by taking courses related to finance. For example, take classes in math and economics. It is not necessary to ace the subjects but an interest in the field will help the candidate be successful.
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Go to college for a finance degree. While a college degree is not essential, it helps share brokers advance in their industry.
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Learn about investments and the finance money market. Analyze the market, follow the changes, learn about shares and compare investment opportunities. Investing practically even with small sums of money will help.
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To become a share broker in the US a person must pass the General Securities Representative Examination ("Series 7 exam").
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Find out state laws. For example, some states require share brokers to pass the Uniform Securities Agents State Law Examination (Series 63) as well as the Series 65 exam known as the Uniform Investment Advisor Law Exam.
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Join a brokerage firm for at least 6 months to a year. Practical experience is necessary to acquire a license and the brokerage firm will help sponsor the candidate.
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Create a resume that highlights finance related experience. Share brokers need experience and knowledge more than the degree to qualify in the profession. The high paced field is for those who thrive on challenges.
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Tips & Warnings
Get as much experience as possible in the field of shares and investments and create a high profile client base through references.
