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How to Study for an Investment Broker Exam

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By eHow Contributing Writer
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Before you can begin working with investments, you must first pass a series of exams. The exam you take is directly related to the type of work you would like to conduct. For example, if you are interested in working within the futures and commodities market, you must pass Series' 3, 30, 31 and 32. Passing these exams is largely dependent upon the amount of time you spend studying.

Difficulty: Challenging
Instructions

Things You'll Need:

  • Computer with Internet connection
  • Exam study materials and guides
  1. Step 1

    Know the investment sector in which you would like to work. Once you have determined your interests, you can begin to gather study materials for the exams necessary for that sector.

  2. Step 2

    Go to the American Investment Training website. Find the exams specific to you and read the information provided as well as the frequently asked questions.

  3. Step 3

    Give yourself ample studying time. This will ensure that you will not find yourself cramming the night before the exam and is especially important for the larger exams. For example, the American Investment Training website recommends at least 2 months study time in order to pass the Series 7 exam.

  4. Step 4

    Review what you have learned. 1 to 2 weeks before your scheduled test date, review everything that you have learned. Not only will this refresh your memory, it is a great way to double check for any subject you may have missed the first time around.

Tips & Warnings
  • Consider taking a course. This can be done either online or at your local college or university.
  • Be sure you know which exam is necessary for the type of work you would like to do. The NASD conducts 21 different tests relating to the investment market. Be sure check to make sure you are studying for the correct test.
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