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  • The Definition of a Stock Broker

    A stockbroker (general securities registered representative) is a licensed professional who buys and sells investment instruments on behalf of individuals and corporations. Stockbrokers match...

  • Career of a Stockbroker

    A background in personal finance may provide career opportunities in investment advising. With recent public attention on 401(k) plans and other private retirement plans, the demand for...

  • What Does It Take to Be a Stock Broker?

    The demand for qualified stockbrokers will continue to increase as more people seek new opportunities to invest their money in the stock market through online trading and full service brokerage...

  • About the Role of a Stockbroker

    Thanks to the advent of online trading, you don't need a stockbroker if you want to buy or sell stock, bonds, mutual funds or any other investment securities. But a stockbroker can be helpful if...

  • Is a Degree Needed to be a Stock Broker?

    A stockbroker performs investment functions on behalf of a client, which can be an individual or a company. Brokers also offer clients advice on their current investments and on potential new...

  • Stock Broker Job Description

    A stockbroker is a financial investor for individual clients and organizations. She buys and sells stocks and authorizes financial items for organizations and businesses. A stockbroker needs a...

  • Stock Brokers and Organizational Structure

    If you want to become a stockbroker, you have several different options for how and where to work. Some companies pay for your training, so once you secure a position with them, they pay for your...

  • What Is a Stock Broker's Job?

    Stockbrokers often make a six-digit income, but they also have a lot of responsibility. Those that receive above-average income work longer hours to secure clients in the first years of their...

  • Process of Obtaining Series 7 License

    A series 7 license is the main requirement to become a stockbroker. Stockbrokers are financial professional who provide investment advice to clients. Brokers also buy and sell stocks, bonds,...

  • Stock Broker Entry Requirements

    Being a stockbroker takes a lot of study. It requires an understanding of not just the stock market and economy, but the ability to analyze economic data on individual businesses. Stockbrokers...

  • What Are the Roles of a Stockbroker?

    A stockbroker is a person who is licensed through FINRA to buy and sell stocks, bonds and mutual funds. To obtain the license, a stockbroker (registered representative) must pass a Series 7 exam...

  • How to Become a Stockbroker in Canada

    Becoming a stockbroker can be a long and difficult process, but the financial reward in the end is great. You will need to either have or develop an aptitude for business and sales, because being...

  • How Does a Stock Broker Spend a Workday?

    The primary duty of a stockbroker is representing his or her clients (investors) in the purchase and sale of stocks, bonds and other securities. This means that a stockbroker spends a bulk of his...

  • How Does a Stock Market Broker Spend a Workday?

    A stockbroker is someone who specializes in buying and selling securities, usually working for stock brokerage institutions. A stockbroker assists people (clients) who want to buy shares of...

  • Stockbroker Careers

    A stockbroker is a liaison between an individual investor and the stock market. Stockbroker careers require a thorough understanding of stock trading, the securities market, an insight into...

  • How Does a Stockbroker Spend a Work Day?

    Working in front of a computer screen and often on the phone for the better part of his day is the starting point for describing a stockbroker's work day. Stockbrokers who are contracted with...

  • Stockbroker Education

    Stockbroker education varies quiet widely, though most commonly stockbrokers have at least a 4-year degree. There is no minimum education requirement to qualify for a stockbroker's license. The...

  • How Do Stockbrokers Use Math?

    Every investor must use a stockbroker to purchase securities from the stock exchange, since only registered representatives and members of the stock exchange can enter transactions. When a client...

  • How to Succeed as a Stockbroker

    The field of finance is incredibly competitive. Stock broking is a line of work where the qualified people who work in the field are many and the hours are long. It takes hard work, some tips and...

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